Search Result

841 - 860 of 1685 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

As Published: 2019

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

IFPRU 6.2 Guidance on market risk

As Published: 2019

IFPRU 6.2 Guidance on market risk

IFPRU 10.3 Countercyclical capital buffer

As Published: 2019

IFPRU 10.3 Countercyclical capital buffer

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

IFPRU 4.14 Counterparty credit risk

As Published: 2019

IFPRU 4.14 Counterparty credit risk

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

EG 2.3 Case selection: Threshold Conditions cases

As Published: 2016

EG 2.3 Case selection: Threshold Conditions cases

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

EG 20.2 Information gathering and investigation powers

As Published: 2016

EG 20.2 Information gathering and investigation powers

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process