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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

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CASS 7.12 Organisational requirements: client money

As Published: 2017

CASS 7.12 Organisational requirements: client money

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EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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MCOB 6.5 Mortgages: information to be provided in the offer document or separately

As Published: 2006

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

As Published: 2016

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

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Similar To

EG 7.2 Alternatives to sanctions

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

FIT 2.1 Honesty, integrity and reputation

COND 1.1A Application

DISP 4.2 Standard terms

DEPP 6A.1 Introduction

PERG 8.20 Additional restriction on the promotion of collective investment schemes

DTR 2.1 Introduction and purpose

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

CONC 7.6 Exercise of continuous payment authority

IPRU-INV 5.5 Annual expenditure

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy