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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

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REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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PERG 10.4A The application of requirements which implemented EU directives

As Published: 2006

PERG 10.4A The application of requirements which implemented EU directives

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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COLL 14.4 Income allocation and distribution

As Published: 2016

COLL 14.4 Income allocation and distribution

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CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

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MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

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EG 4.9 Involvement of FCA supervisors during the investigation phase

As Published: 2016

EG 4.9 Involvement of FCA supervisors during the investigation phase

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REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

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CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

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LR 6.13 Externally managed companies

As Published: 2017

LR 6.13 Externally managed companies

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SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

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EG 19.30 The Mortgage Credit Directive Order

As Published: 2016

EG 19.30 The Mortgage Credit Directive Order

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