Search Result

741 - 760 of 1291 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

MCOB 14.1 Handbook provisions which apply in respect of MCD article 3(1)(b) credit agreements

As Published: 2015

MCOB 14.1 Handbook provisions which apply in respect of MCD article 3(1)(b) credit agreements

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

PERG 17.5 The meaning of advice

As Published: 2014

PERG 17.5 The meaning of advice

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing