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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

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MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

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COBS 13.5 Preparing product information: other projections

As Published: 2007

COBS 13.5 Preparing product information: other projections

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BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

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MCOB 5.1 Application

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

COBS 6.2A Describing advice services [deleted]

PERG 4.6 Advising on regulated mortgage contracts

PERG 12.3 Rights under a personal pension scheme

EG 8.3 Use of the own-initiative powers in urgent cases

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

COBS 4.7 Direct offer financial promotions

IPRU-INV 2.1 APPLICATION

BIPRU 12.2 Adequacy of liquidity resources

SUP 10C.3 General material about the definition of controlled functions

SUP 11.2 Purpose

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration