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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

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PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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Similar To

MAR 9.2 Authorisation and verification

EG 4.11 Approach to interviews and interview procedures

FEES 5.1 Application and Purpose

LR 11.1 Related party transactions

BIPRU 13.7 Contractual netting

EG 9.2 The FCA’s general policy in this area

DTR 8.4 Continuing obligations

APER 4.2 Statement of Principle 2

PERG 13.5 Exemptions from MiFID

EG 10.1 Introduction

IFPRU 4.6 Internal ratings based approach: probability of default

BIPRU 7.10 Use of a Value at Risk Model

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]