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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

PERG 12.4 The application of requirements which implemented EU directives

As Published: 2006

PERG 12.4 The application of requirements which implemented EU directives

SYSC 4.7

As Published: 2015

SYSC 4.7

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

PERG 15.2 General

As Published: 2011

PERG 15.2 General

CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

COBS 22.2 Restrictions on the retail distribution of mutual society shares

As Published: 2015

COBS 22.2 Restrictions on the retail distribution of mutual society shares

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action