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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

MCOB 11.4 Application

As Published: 2012

MCOB 11.4 Application

EG 19.25 Recognised Auction Platforms Regulations 2011Recognised Auction Platforms Regulations 2011 [deleted]

As Published: 2016

EG 19.25 Recognised Auction Platforms Regulations 2011Recognised Auction Platforms Regulations 2011 [deleted]

EG 19.1 Introduction

As Published: 2016

EG 19.1 Introduction

EG 4.2 Notifying the person under investigation where notice is not required under the Act

As Published: 2016

EG 4.2 Notifying the person under investigation where notice is not required under the Act

CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

COBS 14.4 Provision of information by an intermediate Unitholder

As Published: 2011

COBS 14.4 Provision of information by an intermediate Unitholder

EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

DISP 3.9 Delegation of the Ombudsman's powers

As Published: 2003

DISP 3.9 Delegation of the Ombudsman's powers

PERG 17.6 Exclusions

As Published: 2014

PERG 17.6 Exclusions

CONC 7.8 Jurisdictional requirements

As Published: 2014

CONC 7.8 Jurisdictional requirements

COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

EG App 3.2 BIS

As Published: 2016

EG App 3.2 BIS

EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

FEES App 1 Annex 2 Further information on fees

As Published: 2019

FEES App 1 Annex 2 Further information on fees

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

As Published: 2016

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

EG 4.14 Joint investigations with the PRA

As Published: 2016

EG 4.14 Joint investigations with the PRA

FEES App 1 Annex 1A Application Fees payable

As Published: 2012

FEES App 1 Annex 1A Application Fees payable