Search Result

121 - 140 of 1539 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

PERG 15.7 Transitional provisions [deleted]

As Published: 2018

PERG 15.7 Transitional provisions [deleted]

IPRU-INV 14.1 APPLICATION

As Published: 2019

IPRU-INV 14.1 APPLICATION

IFPRU 7.1 Application

As Published: 2019

IFPRU 7.1 Application

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts