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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

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DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

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LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

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BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures

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REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

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REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

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MAR 5A.5 Systems and controls for algorithmic trading

COLL 6.12 Risk management policy and risk measurement

DTR 8.5 Supervision of primary information providers

COLL 7.7 UCITS mergers

LR 9.4 Documents requiring prior approval

REC 3.14A Operation of a trading venue

DTR 1.4 Suspension of trading

BIPRU 7.10 Use of a Value at Risk Model

MAR 1.2 Market Abuse: general

LR 5.5 Miscellaneous

SUP 16.12 Integrated Regulatory Reporting

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

CASS 5.5 Segregation and the operation of client money accounts

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy