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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 1A.3 The FCA's approach to supervision

As Published: 2019

SUP 1A.3 The FCA's approach to supervision

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

As Published: 2014

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

SUP 16.20 Submission of recovery plans and information for resolution plans

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations

EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights