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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

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REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

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SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

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SUP 10A.8 Systems and controls functions

PERG 5.13 Appointed representatives

GEN 4.3 Letter disclosure

PERG 2.4 Link between activities and the United Kingdom

EG 4.11 Approach to interviews and interview procedures

PERG 9.1 Application and Purpose

PERG 5.1 Application and purpose

SUP 2.4 'Mystery shopping'

SYSC 22.5 Giving references: additional rules and guidance for all firms

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

FEES 13.1 Application and purpose

PERG 5.15 Illustrative tables

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]