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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2019

SUP 18.4 Friendly Society transfers and amalgamations

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

Annual Financial Report for certain listed companies [deleted]

As Published: 2019

Annual Financial Report for certain listed companies [deleted]

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

As Published: 2007

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts