Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

…

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DTR 6.1 Information requirements for issuers of shares and debt securities

PERG 8.33 Introducing

BIPRU 7.5 Foreign currency PRR

COLL 7.7 UCITS mergers

SUP 18.4 Friendly Society transfers and amalgamations

COND 2.5 Suitability

COLL 3.2 The instrument constituting the fund

PERG 8.23 Regulated activities

PERG 16.2 What types of funds and businesses are caught?

COND 2.3 Effective supervision

SYSC 4.6

BIPRU 5.4 Financial collateral

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

PERG 13.6 CRD IV

SYSC 19A.1 General application and purpose

SUP 6.2 Introduction

SUP 15.13 Notification by CBTL firms

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

SUP 11.3 Requirements on controllers or proposed controllers under the Act

PERG 1.4 General guidance to be found in PERG