Search Result

861 - 880 of 935 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

MCOB 2A.2 Tying practices

As Published: 2016

MCOB 2A.2 Tying practices

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

CONC 5A.2 Prohibition from entering into agreements for high-cost short-term credit

As Published: 2015

CONC 5A.2 Prohibition from entering into agreements for high-cost short-term credit

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

IFPRU 8.1 Prudential consolidation

As Published: 2019

IFPRU 8.1 Prudential consolidation

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction