Search Result

61 - 80 of 1263 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

EG 5.3 The basis of settlement discussions

As Published: 2016

EG 5.3 The basis of settlement discussions

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

SYSC 4.6

As Published: 2015

SYSC 4.6

COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

IFPRU 2.2 Internal capital adequacy assessment process

As Published: 2014

IFPRU 2.2 Internal capital adequacy assessment process

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

SUP 10A.17 Further questions [deleted]

As Published: 2020

SUP 10A.17 Further questions [deleted]

BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2019

BIPRU 12.5 Individual Liquidity Adequacy Standards

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees