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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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IFPRU 4.15 Credit risk mitigation

As Published: 2019

IFPRU 4.15 Credit risk mitigation

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

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PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

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COBS 11.5 Record keeping: client orders and transactions [deleted]

As Published: 2017

COBS 11.5 Record keeping: client orders and transactions [deleted]

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

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FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

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