Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FEES 5.1 Application and Purpose

MAR 5.3 Trading process requirements

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

EG 9.2 The FCA’s general policy in this area

COLL 2.1 Authorised fund applications

BIPRU 5.6 Master netting agreements

PERG 8.8 Having an effect in the United Kingdom

PERG 17.2 The basic elements of debt counselling

APER 4.2 Statement of Principle 2

ICOBS 1.1 The general application rule

REC 6.3 Recognition requirements

SUP 12.9 Record keeping

MCOB 4.8A Execution-only sales

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

FEES 13.1 Application and purpose

FEES 6.5 Compensation costs

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]