Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

…

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

…

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

…

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

…

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 2.4 'Mystery shopping'

APER 1.2 Purpose

LR 4.2 Contents and format of listing particulars

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

SUP 8.2 Introduction

COLL 2.1 Authorised fund applications

LR 13.8 Other circulars

PRIN 3.4 General

EG 4.9 Involvement of FCA supervisors during the investigation phase

REC 2.7A Position management and position reporting in relation to commodity derivatives

EG 8.1 Introduction

SYSC 4.9

REC 2.16B Operation of a data reporting service

PERG 8.6 Communicate

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 12.1 The FCA’s general approach

APER 3.1 Introduction

COLL 9.1 Application and general information

GEN 5.1 Application and purpose

RCB 4.2 Enforcement powers and penalties