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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

EG 19.25 Recognised Auction Platforms Regulations 2011Recognised Auction Platforms Regulations 2011 [deleted]

As Published: 2016

EG 19.25 Recognised Auction Platforms Regulations 2011Recognised Auction Platforms Regulations 2011 [deleted]

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship