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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

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EG 8.3 Use of the own-initiative powers in urgent cases

As Published: 2016

EG 8.3 Use of the own-initiative powers in urgent cases

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DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

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MCOB 3A.2 The fair, clear and not misleading rules

As Published: 2015

MCOB 3A.2 The fair, clear and not misleading rules

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COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

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EG 9.6 Applications for variation or revocation of prohibition orders

As Published: 2015

EG 9.6 Applications for variation or revocation of prohibition orders

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Effective Period

Similar To

SYSC 2.1 Apportionment of Responsibilities

LR 10.8 Miscellaneous

SYSC 4.4 Apportionment of responsibilities

COND 2.3 Effective supervision

LR 11.1 Related party transactions

MIPRU 2.2 Allocation of the responsibility for insurance distribution activity or MCD credit intermediation activity

LR 9.6 Notifications

SYSC 4.3A Management body and nomination committee

LR 15.1 Application

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

EG 5.1 Settlement and the FCA – an overview

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products