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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

IFPRU 11.3 Group recovery plans

As Published: 2016

IFPRU 11.3 Group recovery plans

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure