Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

…

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

…

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

…

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG App 3.1 The FCA

COLL 12.3 EEA UCITS management companies

PERG 9.1 Application and Purpose

EG 7.5 Payment of financial penalties

SUP 16.9 Appointed representatives annual report

SUP 16.4 Annual controllers report

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

DISP 1.10 Complaints reporting rules

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

PERG 8.17 Financial promotions concerning agreements for qualifying credit

EG 19.23 Electronic Money Regulations 2011

SUP 15.7 Form and method of notification

ICOBS 8.4 Employers’ Liability Insurance

COCON 3.1 General factors for assessing compliance

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

LR App 1.1 Relevant definitions

CASS 7.19 Clearing member client money sub-pools

GEN 5.1 Application and purpose

REC 6.1 Introduction and legal background