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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

IFPRU 6.3 Expectations relating to internal models

As Published: 2019

IFPRU 6.3 Expectations relating to internal models

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

SYSC 4.8

As Published: 2015

SYSC 4.8

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs