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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

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PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

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REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

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CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

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DTR 5.11 Third country issuers

As Published: 2007

DTR 5.11 Third country issuers

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BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

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COND 1.3 General

As Published: 2013

COND 1.3 General

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LR 19.1 Application

As Published: 2005

LR 19.1 Application

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

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PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

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DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

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BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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