Search Result

1461 - 1480 of 1613 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

DTR 5.11 Third country issuers

As Published: 2007

DTR 5.11 Third country issuers

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

MCOB 3A.5 MCD financial promotions

As Published: 2015

MCOB 3A.5 MCD financial promotions

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

CONC 5A.6 Interpretation

As Published: 2015

CONC 5A.6 Interpretation

COLL 9.2 Section 264 recognised schemes [deleted]

As Published: 2011

COLL 9.2 Section 264 recognised schemes [deleted]

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

MCOB 3B.1 Provision of general information

As Published: 2015

MCOB 3B.1 Provision of general information

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

As Published: 2017

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

MCOB 2.7 Application to electronic media and distance communications

As Published: 2004

MCOB 2.7 Application to electronic media and distance communications