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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

IPRU-INV Annex A 1 INTRODUCTION

As Published: 2015

IPRU-INV Annex A 1 INTRODUCTION

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

CONC 6.3 Information to be provided on a current account agreement and on significant overdrawing

As Published: 2014

CONC 6.3 Information to be provided on a current account agreement and on significant overdrawing

DTR 3.1

As Published: 2005

DTR 3.1

FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

PERG 4.10B Regulation of buy to let lending

As Published: 2016

PERG 4.10B Regulation of buy to let lending

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2012

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

COBS 3.6 Eligible counterparties

As Published: 2007

COBS 3.6 Eligible counterparties

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4