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REC 4.2E Information: compliance of UK recognised bodies with specified requirements
As Published: 2007
REC 4.2E Information: compliance of UK recognised bodies with specified requirements
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COLL 9.1 Application and general information
As Published: 2004
COLL 9.1 Application and general information
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LR 6.10 Specialist companies: mineral companies
As Published: 2017
LR 6.10 Specialist companies: mineral companies
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FEES App 1 Annex 1A Application Fees payable
As Published: 2012
FEES App 1 Annex 1A Application Fees payable
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LR 1.3 Information gathering and publication
As Published: 2005
LR 1.3 Information gathering and publication
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EG 2.13 Late reporting or non-submission of reports to the FCA
As Published: 2016
EG 2.13 Late reporting or non-submission of reports to the FCA
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REC 3.21 Criminal offences and civil prohibitions
As Published: 2013
REC 3.21 Criminal offences and civil prohibitions
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REC 3.22 Restriction of, or instruction to close out, open positions
As Published: 2011
REC 3.22 Restriction of, or instruction to close out, open positions
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BIPRU 5.5 Other funded credit risk mitigation
As Published: 2010
BIPRU 5.5 Other funded credit risk mitigation
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MAR 5AA.1 Operation of a multilateral system as an MTF or OTF
As Published: 2017
MAR 5AA.1 Operation of a multilateral system as an MTF or OTF
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