Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

…

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 2.3 Inducements: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

CONC 11.1 The right to cancel

MCOB 7.7 Business loans and loans to high net worth mortgage customers: tailored provisions

MCOB 8.5A Advised sales

CASS 9.3 Prime brokerage agreement disclosure annex

COBS 2.1 Acting honestly, fairly and professionally

PERG 2.6 Specified investments: a broad outline

DISP App 1.6 Valuing Relevant Benefits

SUP 10A.5 Significant-influence functions

CREDS 7.2 General requirements concerning lending policy

SYSC 2.1 Apportionment of Responsibilities

PERG 8.3 Financial promotion

COLL 8.6 Termination, suspension, and schemes of arrangement

CONC 5A.5 Consequences of contravention of the cost caps

MAR 9.2 Authorisation and verification

RCB 1.1 Introduction to sourcebook

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

DISP 1.4 Complaints resolution rules

DISP 3.3 Dismissal without consideration of the merits and test cases