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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

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EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

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LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

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COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

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SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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MCOB 7.8 Home purchase plans

As Published: 2006

MCOB 7.8 Home purchase plans

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SYSC 22.8 Policies and appointed representatives

As Published: 2016

SYSC 22.8 Policies and appointed representatives

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SYSC 19D.2 General requirement

As Published: 2020

SYSC 19D.2 General requirement

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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PERG 17.5 The meaning of advice

As Published: 2014

PERG 17.5 The meaning of advice

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DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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