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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

…

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

…

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

…

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

…

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

…

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

…

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

…

PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans

…

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

…

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

…

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

…

MCOB 4.2 Purpose

As Published: 2006

MCOB 4.2 Purpose

…

CASS 11.10 Payments to creditors

As Published: 2014

CASS 11.10 Payments to creditors

…

SYSC 4.8

As Published: 2015

SYSC 4.8

…

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

…

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

…

CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

…

CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

…

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

As Published: 2016

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

…

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