Search Result

541 - 560 of 1217 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

IPRU-INV 14.1 APPLICATION

As Published: 2019

IPRU-INV 14.1 APPLICATION

SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

PERG 3A.3 The definition of electronic money

As Published: 2011

PERG 3A.3 The definition of electronic money

IFPRU 9.1 Application and Purpose

As Published: 2014

IFPRU 9.1 Application and Purpose