Search Result

481 - 500 of 1432 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

As Published: 2019

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

LR 16.2 Requirements and eligibility for listing

As Published: 2010

LR 16.2 Requirements and eligibility for listing

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

LR 12.3 Purchase from a related party

As Published: 2018

LR 12.3 Purchase from a related party

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme