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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

APER 1.1A Application

As Published: 2015

APER 1.1A Application

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

ICOBS 4.1 General requirements for insurance intermediaries and insurers

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries and insurers

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions