Search Result

461 - 480 of 1587 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

MCOB 10A.3 APRC: additional assumptions

As Published: 2018

MCOB 10A.3 APRC: additional assumptions

MCOB 7A.1 Application and general

As Published: 2015

MCOB 7A.1 Application and general

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

IFPRU 8.1 Prudential consolidation

As Published: 2019

IFPRU 8.1 Prudential consolidation

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements