Search Result

461 - 480 of 902 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

ICOBS 4.1 General requirements for insurance intermediaries and insurers

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries and insurers

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

IPRU-INV 14.1 APPLICATION

As Published: 2019

IPRU-INV 14.1 APPLICATION

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction