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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

EG 9.1 Introduction

REC 6.5 FCA decision on recognition

EG 9.9 The effect of the FCA’s decision to withdraw approval

SUP 5.2 The FCA’s power

REC 4.9 Disciplinary measures

IFPRU 4.6 Internal ratings based approach: probability of default

PERG 2.4 Link between activities and the United Kingdom

MCOB 4.7A Advised sales

DTR 6.1 Information requirements for issuers of shares and debt securities

LR 1.3 Information gathering and publication

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974