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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

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BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

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CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers

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MAR 5.6 Reporting requirements

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

CONC 6.7 Post contract: business practices

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CASS 11.3 Responsibility for CASS operational oversight

GENPRU 1.3 Valuation

LR 3.3 Shares

SUP 10A.9 Significant management functions [deleted]

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

REC 6.1 Introduction and legal background

DTR 6.4 Disclosure of Home State

BIPRU 11.5 Technical criteria on disclosure: General requirements

CONC 7.9 Contact with customers