Search Result

421 - 440 of 1413 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

…

FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

…

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

…

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

…

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

…

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

…

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

…

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

…

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

…

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

…

IFPRU 8.1 Prudential consolidation

As Published: 2019

IFPRU 8.1 Prudential consolidation

…

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

…

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

…

DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

…

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

…

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

…

IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

…

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

…

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

…

PERG 13.2 General

As Published: 2011

PERG 13.2 General

…