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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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SYSC 22.8 Policies and appointed representatives

As Published: 2016

SYSC 22.8 Policies and appointed representatives

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DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

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EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

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EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

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SYSC 4.3A Management body and nomination committee

As Published: 2014

SYSC 4.3A Management body and nomination committee

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

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EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

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DTR 1C.1 Application and purpose (Primary information providers)

As Published: 2014

DTR 1C.1 Application and purpose (Primary information providers)

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EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

As Published: 2016

EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

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