Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

…

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

…

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

…

SUP 1A.2 Introduction

As Published: 2019

SUP 1A.2 Introduction

…

PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

…

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

…

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

…

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

…

BIPRU 14.1 Application and purpose

As Published: 2006

BIPRU 14.1 Application and purpose

…

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

As Published: 2019

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SYSC 9.2 Credit institutions providing account information services or payment initiation services

REC 4.2 The supervisory relationship with UK recognised bodies

EG 19.15 The conduct of investigations under the Money Laundering Regulations

COCON 1.2 Investments

SUP 16.11 Product Sales Data Reporting

SUP 2.4 'Mystery shopping'

EG 19.17 Regulated Covered Bonds Regulations 2008

EG 2.9 FCA guidance and supporting materials

DEPP 6.6 Financial penalties for late and incomplete submission of reports