Search Result

361 - 380 of 1042 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

As Published: 2007

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

As Published: 2016

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

MCOB 2A.6 Information free of charge

As Published: 2016

MCOB 2A.6 Information free of charge

MCOB 7A.1 Application and general

As Published: 2015

MCOB 7A.1 Application and general

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

As Published: 2014

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

ICOBS 4.3 Remuneration disclosure

As Published: 2018

ICOBS 4.3 Remuneration disclosure

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

CONC 6.5 Assignment of rights

As Published: 2014

CONC 6.5 Assignment of rights

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

MCOB 11.7 Transitional arrangements

As Published: 2012

MCOB 11.7 Transitional arrangements

MCOB 2A.5 Variable rate credits

As Published: 2016

MCOB 2A.5 Variable rate credits

MCOB 12.5 Excessive charges: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 12.5 Excessive charges: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application