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IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

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MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

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IPRU-INV 5.12 Counterparty risk requirement (CRR)

As Published: 2016

IPRU-INV 5.12 Counterparty risk requirement (CRR)

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LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

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LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

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PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SYSC 5.2

SYSC 7.1 Risk control

SYSC 22.8 Policies and appointed representatives

BIPRU 4.7 The IRB approach: Equity exposures

CASS 5.4 Non-statutory client money trust

SUP 10A.1 Application

EG 4.14 Joint investigations with the PRA

SUP 10C.2 Purpose

SUP 8.8 Revoking waivers

PERG 2.5 Investments and activities: general

DTR 8.4 Continuing obligations

SUP 3.10 Duties of auditors: notification and report on client assets

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme