Search Result

341 - 360 of 1160 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

BIPRU 14.1 Application and purpose

As Published: 2006

BIPRU 14.1 Application and purpose

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

MCOB 4A.1 Additional disclosure by MCD mortgage credit intermediaries

As Published: 2015

MCOB 4A.1 Additional disclosure by MCD mortgage credit intermediaries

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

As Published: 2010

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

As Published: 2016

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

IPRU-INV 11.2 MAIN REQUIREMENTS

As Published: 2019

IPRU-INV 11.2 MAIN REQUIREMENTS

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

BIPRU 4.8 The IRB approach: Purchased receivables

As Published: 2006

BIPRU 4.8 The IRB approach: Purchased receivables