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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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CASS 11.6 Statutory trust

As Published: 2014

CASS 11.6 Statutory trust

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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SYSC 4.5

As Published: 2015

SYSC 4.5

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REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

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CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

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COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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