Search Result

341 - 360 of 750 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms