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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

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DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

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LR 20.1 Application

As Published: 2010

LR 20.1 Application

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COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

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LR 3.1 Application

DEPP 1.2 Introduction to statutory notices

EG 19.23 Electronic Money Regulations 2011

LR 17.2 Requirements for listing and listing applications

PERG 8.33 Introducing

COLL 9.3 Section 272 recognised schemes

REC 3.18 Membership

REC 3.26 Proposals to make regulatory provision

MAR 6.1 Application

EG 10.4 Other relevant powers

MCOB 8.5A Advised sales

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products