Search Result

321 - 340 of 415 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model