Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

…

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

…

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

…

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

…

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

…

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

…

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FIT 1.1 Application and purpose

SYSC 19D.1 Application and purpose

MCOB 9.4 Content of illustrations

REC 3.8 Financial and other information

MAR 5A.3 Specific requirements for OTFs

REC 3.14 Products, services and normal hours of operation

FEES 6.7 Payment of levies

PERG 10.5 Employers and affinity groups (such as trade unions)

PERG 15.2 General

LR 9.2 Requirements with continuing application

PERG 8.36 Illustrative tables

SUP 16.4 Annual controllers report

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy