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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

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BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

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SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

CONC 8.3 Pre contract information and advice requirements

IPRU-INV 5.8 Calculation of own funds and liquid capital

PERG 8.24 Advising on investments

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BIPRU 7.10 Use of a Value at Risk Model

PERG 15.4 Small payment institutions, agents and exempt bodies

SUP 16.13 Reporting under the Payment Services Regulations

DTR 8.5 Supervision of primary information providers

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IFPRU 8.2 Large Exposures

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PERG 3A.2 General issues

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy